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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $76,415 |
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $56,026 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $8,435 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $668 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $2 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,742 | $41,256-8.5% | $86,581-56.4% | $77,958-51.6% |
| Participation rate | 96.8% | 63.0%+33.8pp | 73.5%+23.3pp | 71.6%+25.2pp |
| Annual return | 19.08% | 17.67%+1.4pp | 965.06%-946.0pp | 20.87%-1.8pp |
| Employer contribution / active EE | $1,346 | $1,613-16.5% | $2,840-52.6% | $2,310-41.8% |
| Participant deferral / active EE | $3,830 | $2,332+64.2% | $3,609+6.1% | $3,537+8.3% |
| Admin fee / account holder | $99 | $71+40.3% | $4,904-98.0% | $97+2.0% |