Filed November 17, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 95-2834236 | Advisory (Plan) | $46,901 |
Service code 37 · EIN 04-2647786 | Loan Processing | $17,435 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,762 | $68,544+80.6% | $115,752+6.9% | $69,631+77.7% |
| Participation rate | 68.9% | 74.0%-5.0pp | 77.8%-8.8pp | 70.7%-1.7pp |
| Annual return | 18.56% | 20.97%-2.4pp | 19.41%-0.8pp | 27571.02%-27552.5pp |
| Employer contribution / active EE | $2,849 | $2,400+18.7% | $3,492-18.4% | $2,032+40.2% |
| Participant deferral / active EE | $6,058 | $3,887+55.8% | $5,204+16.4% | $3,224+87.9% |
| Admin fee / account holder | $153 | $90+69.2% | $6,278-97.6% | $110+38.4% |