Filed November 17, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 27 · EIN 95-2834236 | Advisory (Plan) | $57,351 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,825 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,176 | $65,820+64.4% | $108,745-0.5% | $57,658+87.6% |
| Participation rate | 67.9% | 72.7%-4.8pp | 77.7%-9.8pp | 70.2%-2.4pp |
| Annual return | 8.62% | 21.32%-12.7pp | 46.22%-37.6pp | 5.13%+3.5pp |
| Employer contribution / active EE | $2,561 | $2,285+12.1% | $3,323-22.9% | $1,974+29.7% |
| Participant deferral / active EE | $5,564 | $3,578+55.5% | $5,121+8.7% | $3,061+81.8% |
| Admin fee / account holder | $142 | $91+56.1% | $6,144-97.7% | $95+50.5% |