Filed November 17, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 27 · EIN 95-2834236 | Advisory (Plan) | $70,601 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,850 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,223 | $57,435+72.8% | $105,218-5.7% | $55,191+79.8% |
| Participation rate | 67.3% | 71.3%-4.1pp | 77.2%-10.0pp | 69.2%-1.9pp |
| Annual return | -0.18% | 2.97%-3.1pp | 5.33%-5.5pp | 10.78%-11.0pp |
| Employer contribution / active EE | $2,414 | $1,920+25.8% | $3,255-25.8% | $1,899+27.2% |
| Participant deferral / active EE | $5,346 | $3,495+52.9% | $4,867+9.8% | $3,046+75.5% |
| Admin fee / account holder | $175 | $70+149.2% | $6,992-97.5% | $91+93.1% |