Filed September 11, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL RETIREMENT AND ANNUITY Service code 13 · EIN 06-1050034 | Contract Administrator | $69,554 |
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $18,050 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $13,858 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,131 | $99,957-13.8% | $149,696-42.5% | $73,488+17.2% |
| Participation rate | 95.3% | 75.7%+19.6pp | 82.5%+12.8pp | 70.7%+24.6pp |
| Annual return | 11.67% | 53.87%-42.2pp | 276.60%-264.9pp | 28.51%-16.8pp |
| Employer contribution / active EE | $4,317 | $3,191+35.3% | $4,644-7.0% | $2,270+90.2% |
| Participant deferral / active EE | $3,568 | $6,073-41.2% | $6,842-47.9% | $3,740-4.6% |
| Admin fee / account holder | $389 | $551-29.4% | $9,309-95.8% | $513-24.2% |