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| Provider | Service type | Compensation |
|---|---|---|
Filed as: BUCKINGHAM ASSET MANAGEMENT Service code 27 8182 MARYLAND AVE. SUITE 500 · ST. LOUIS, MO 63105 | Advisory (Plan) | $35,846 |
Filed as: NORTHWESTERN MUTUAL Service code 26 424 S. WOODS MILL RD. SUITE 110 · CHESTERFIELD, MO 63017 | Advisory (Participants) | $17,800 |
NEWPORT GROUP, INC.4 years Filed as: THE NEWPORT GROUP, INC. Service code 15 · EIN 27-2037969 | Recordkeeping | $7,589 |
OPPENHEIMER4 years Filed as: OPPENHEIMER & CO., INC. Service code 26 ONE N. BRENTWOOD BLVD. SUITE 600 · ST. LOUIS, MO 631053925 | Advisory (Participants) | $7,405 |
NEWPORT GROUP, INC.4 years Filed as: THE NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131 | Trustee (directed); Trustee (bank, tr... | $5,142 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,803 | $81,331+47.3% | $155,534-23.0% | $80,935+48.0% |
| Participation rate | 100.0% | 66.3%+33.7pp | 78.2%+21.8pp | 67.7%+32.3pp |
| Annual return | 9.79% | 33.37%-23.6pp | 64.92%-55.1pp | 35.66%-25.9pp |
| Employer contribution / active EE | $8,247 | $3,105+165.6% | $4,675+76.4% | $2,757+199.2% |
| Participant deferral / active EE | $6,289 | $3,454+82.1% | $5,630+11.7% | $4,299+46.3% |
| Admin fee / account holder | $570 | $7,999-92.9% | $15,900-96.4% | $6,924-91.8% |