Filed October 1, 2015 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC5+ years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $121,014 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $34,936 |
RSM US LLP1 year Service code 10 5155 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Accounting | $10,840 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $7,357 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,039 | $88,515+28.8% | $162,163-29.7% | $67,579+68.7% |
| Participation rate | 97.0% | 86.8%+10.2pp | 87.6%+9.4pp | 71.3%+25.7pp |
| Annual return | 23.87% | 27.04%-3.2pp | 115.59%-91.7pp | 378.56%-354.7pp |
| Employer contribution / active EE | $6,771 | $3,563+90.0% | $5,614+20.6% | $2,148+215.3% |
| Participant deferral / active EE | $4,147 | $5,724-27.6% | $7,298-43.2% | $3,539+17.2% |
| Admin fee / account holder | $175 | $124+41.8% | $10,843-98.4% | $142+23.3% |