Filed February 24, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $0 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$2,926 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,554 | $91,372-35.9% | $129,995-55.0% | $74,419-21.3% |
| Participation rate | 54.9% | 77.8%-22.9pp | 78.5%-23.6pp | 70.7%-15.8pp |
| Annual return | 17.31% | 23.21%-5.9pp | -137.18%+154.5pp | 34.38%-17.1pp |
| Employer contribution / active EE | $922 | $2,563-64.0% | $4,320-78.6% | $2,637-65.0% |
| Participant deferral / active EE | $1,704 | $4,721-63.9% | $5,820-70.7% | $4,528-62.4% |
| Admin fee / account holder | -$11 | $283-103.8% | $10,614-100.1% | $348-103.1% |