Filed February 24, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $26,250 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,853 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,428 | $71,142+22.9% | $119,609-26.9% | $64,808+34.9% |
| Participation rate | 40.1% | 78.6%-38.5pp | 79.3%-39.2pp | 71.5%-31.4pp |
| Annual return | -16.16% | -10.01%-6.2pp | -14.97%-1.2pp | 32.82%-49.0pp |
| Employer contribution / active EE | $1,058 | $2,497-57.7% | $4,232-75.0% | $2,506-57.8% |
| Participant deferral / active EE | $2,156 | $4,490-52.0% | $5,602-61.5% | $4,310-50.0% |
| Admin fee / account holder | $155 | $162-4.2% | $10,323-98.5% | $188-17.3% |