Filed January 13, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $280,841 |
LPL FINANCIAL4+ years Filed as: LPL HOLDINGS, INC. Service code 27 · EIN 04-3046611 | Advisory (Plan) | $106,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,163 | $57,606-12.9% | $67,313-25.5% | $75,289-33.4% |
| Participation rate | 72.7% | 68.2%+4.4pp | 69.1%+3.6pp | 72.4%+0.2pp |
| Annual return | -5.25% | -0.47%-4.8pp | -4.08%-1.2pp | -0.04%-5.2pp |
| Employer contribution / active EE | $602 | $2,206-72.7% | $2,566-76.5% | $2,405-75.0% |
| Participant deferral / active EE | $3,134 | $3,195-1.9% | $3,568-12.2% | $3,739-16.2% |
| Admin fee / account holder | $124 | $83+49.9% | $4,507-97.2% | $102+21.2% |