Filed January 13, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $247,248 |
LPL FINANCIAL3+ years Filed as: LPL HOLDINGS, INC. Service code 27 · EIN 04-3046611 | Advisory (Plan) | $112,222 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,040 | $65,292-9.6% | $71,671-17.6% | $77,958-24.3% |
| Participation rate | 67.2% | 67.4%-0.2pp | 68.7%-1.6pp | 71.6%-4.5pp |
| Annual return | 17.24% | 21.25%-4.0pp | 20.65%-3.4pp | 20.87%-3.6pp |
| Employer contribution / active EE | $577 | $2,085-72.3% | $2,460-76.5% | $2,310-75.0% |
| Participant deferral / active EE | $2,960 | $3,008-1.6% | $3,438-13.9% | $3,537-16.3% |
| Admin fee / account holder | $130 | $84+53.7% | $5,558-97.7% | $97+33.3% |