Filed January 13, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $231,108 |
LPL FINANCIAL2+ years Filed as: LPL HOLDINGS, INC. Service code 27 · EIN 04-3046611 | Advisory (Plan) | $106,545 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,000 | $168,231-69.1% | $67,834-23.3% | $63,975-18.7% |
| Participation rate | 63.5% | 66.8%-3.3pp | 68.8%-5.3pp | 71.1%-7.6pp |
| Annual return | 7.86% | 11.76%-3.9pp | 138.47%-130.6pp | 48.65%-40.8pp |
| Employer contribution / active EE | $505 | $1,907-73.5% | $2,403-79.0% | $2,182-76.8% |
| Participant deferral / active EE | $2,650 | $2,827-6.3% | $3,160-16.1% | $3,356-21.1% |
| Admin fee / account holder | $123 | $81+52.4% | $4,622-97.3% | $70+74.3% |