Filed December 29, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Recor... | $216,876 |
NFP RETIREMENT INC1 year Service code 16 · EIN 33-0905143 | Consulting | $70,871 |
GRANT THORNTON LLP1 year Service code 10 · EIN 36-6055558 | Accounting | $12,688 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $627 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,298 | $71,106-18.0% | $83,322-30.0% | $75,289-22.6% |
| Participation rate | 99.6% | 82.0%+17.6pp | 77.8%+21.8pp | 72.4%+27.1pp |
| Annual return | -5.55% | -0.56%-5.0pp | 10.64%-16.2pp | -0.04%-5.5pp |
| Employer contribution / active EE | $3,125 | $2,436+28.3% | $3,379-7.5% | $2,405+29.9% |
| Participant deferral / active EE | $4,105 | $6,249-34.3% | $5,565-26.2% | $3,739+9.8% |
| Admin fee / account holder | $180 | $72+148.5% | $7,540-97.6% | $102+75.8% |