Filed December 29, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Recordkeeping and info... | $137,695 |
NFP RETIREMENT INC2+ years Filed as: NFP Service code 16 · EIN 41-1505971 | Consulting | $62,695 |
GRANT THORNTON LLP1 year Filed as: GRANT THORNSON LLP Service code 10 · EIN 36-6055558 | Accounting | $12,688 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $163 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,083 | $70,106-4.3% | $80,977-17.2% | $63,975+4.9% |
| Participation rate | 89.7% | 79.4%+10.3pp | 75.8%+13.9pp | 71.1%+18.6pp |
| Annual return | 9.67% | 13.93%-4.3pp | 17.11%-7.4pp | 48.65%-39.0pp |
| Employer contribution / active EE | $2,976 | $2,042+45.8% | $3,715-19.9% | $2,182+36.4% |
| Participant deferral / active EE | $3,533 | $5,245-32.6% | $5,696-38.0% | $3,356+5.3% |
| Admin fee / account holder | $172 | $57+201.2% | $5,517-96.9% | $70+143.8% |