Filed June 22, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.3+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $29,374 |
MORNINGSTAR1 year Service code 27 22 WEST WASHINGTON ST · CHICAGO, IL 60602 | Advisory (Plan) | $23,880 |
LPL FINANCIAL1 year Service code 27 75 STATE STREET · BOSTON, MA 02109 | Advisory (Plan) | $15,461 |
BAKER TILLY US, LLP3+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 | Accounting | $9,607 |
CK FINANCIAL LLC1 year Service code 27 8400 NORMANDALE LAKE BLVD 920 · BLOOMINGTON, MN 55437 | Advisory (Plan) | $5,719 |
TD AMERITRADE, INC.1 year Service code 33 · EIN 82-0543156 | Securities brokerage; Direct payment ... | $21 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,932 | $67,606+49.3% | $82,313+22.6% | $70,131+43.9% |
| Participation rate | 89.5% | 72.8%+16.7pp | 76.9%+12.6pp | 69.5%+19.9pp |
| Annual return | 15.96% | 21.57%-5.6pp | 25.88%-9.9pp | 73.14%-57.2pp |
| Employer contribution / active EE | $4,164 | $1,755+137.3% | $2,428+71.5% | $2,342+77.8% |
| Participant deferral / active EE | $3,493 | $2,987+17.0% | $3,706-5.7% | $3,332+4.8% |
| Admin fee / account holder | $894 | $4,512-80.2% | $5,608-84.1% | $4,645-80.7% |