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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $61,794 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $20,000 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,299 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,853 | $107,440-70.4% | $105,736-69.9% | $55,725-42.8% |
| Participation rate | 39.6% | 55.5%-15.9pp | 76.3%-36.8pp | 70.9%-31.3pp |
| Annual return | -4.42% | -0.59%-3.8pp | 6.27%-10.7pp | 244.93%-249.3pp |
| Employer contribution / active EE | $315 | $1,448-78.3% | $3,268-90.4% | $2,078-84.9% |
| Participant deferral / active EE | $1,397 | $2,171-35.7% | $4,080-65.8% | $3,356-58.4% |
| Admin fee / account holder | $284 | $283+0.3% | $6,913-95.9% | $115+146.7% |