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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $47,572 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $15,000 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $7,426 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,907 | $54,390-35.8% | $117,039-70.2% | $69,631-49.9% |
| Participation rate | 37.1% | 58.5%-21.4pp | 77.2%-40.1pp | 70.7%-33.6pp |
| Annual return | 25.94% | 18.33%+7.6pp | 18.95%+7.0pp | 27571.02%-27545.1pp |
| Employer contribution / active EE | $289 | $1,357-78.7% | $3,785-92.4% | $2,032-85.8% |
| Participant deferral / active EE | $1,235 | $2,076-40.5% | $3,929-68.6% | $3,224-61.7% |
| Admin fee / account holder | $225 | $98+130.2% | $5,974-96.2% | $110+103.8% |