Filed September 13, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $216,271 |
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $135,335 |
Filed as: IBG FINANCIAL PARTNERS Service code 27 · EIN 59-3331424 | Advisory (Plan) | $96,427 |
MAYER HOFFMAN MCCANN P.C.3+ years Service code 10 · EIN 43-1947695 | Accounting | $17,750 |
AMERICAN FUNDS1 year Service code 52 | Indirect Investment Fees | $0 |
BAIRD FUNDS1 year Service code 52 | Indirect Investment Fees | $0 |
BLACKROCK1 year Service code 52 | Indirect Investment Fees | $0 |
COLUMBIA1 year Service code 52 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 | Indirect Investment Fees | $0 |
Filed as: JP MORGAN Service code 52 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,014 | $37,026+21.6% | $78,778-42.9% | $177,276-74.6% |
| Participation rate | 32.7% | 54.2%-21.5pp | 69.2%-36.5pp | 74.8%-42.1pp |
| Annual return | 18.44% | 16.20%+2.2pp | 35.62%-17.2pp | 21.25%-2.8pp |
| Employer contribution / active EE | $176 | $730-75.9% | $1,986-91.1% | $2,479-92.9% |
| Participant deferral / active EE | $986 | $1,412-30.2% | $2,958-66.7% | $3,881-74.6% |
| Admin fee / account holder | $151 | $77+97.0% | $5,134-97.1% | $154-2.2% |