Filed November 16, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KNW GROUP1 year Filed as: THE KNW GROUP Service code 33 4350 BAKER ROAD · HOPKINS, MN 55343 | Direct payment from the plan; Securit... | $47,258 |
SAGE ADVISORY SERVICES2 years Filed as: SAGE POINT FINANCIAL INC. Service code 33 2800 N. CENTRAL AVENUE · PHOENIX, AZ 85004 | Direct payment from the plan; Securit... | $33,276 |
ALERUS FINANCIAL, N.A.4+ years Service code 21 · EIN 45-0140105 | Bank Trustee | $20,838 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 33 444 CEDAR STREET · ST. PAUL, MN 55101 | Direct payment from the plan; Securit... | $20,678 |
PARR MCKNIGHT WEALTH MANGEMENT GROU1 year Service code 33 333 S 7TH STREET · MINNEAPOLIS, MN 55402 | Securities brokerage; Direct payment ... | $17,211 |
Service code 33 10800 LYNDALE AVE S · MINNEAPOLIS, MN 55420 | Securities brokerage; Direct payment ... | $11,139 |
Service code 33 · EIN 35-2552359 | Direct payment from the plan; Securit... | $11,079 |
Filed as: ACCREDITED INVESTORS WEALTH MGMT Service code 33 520 WEST 73RD STREET · EDINA, MN 55439 | Direct payment from the plan; Securit... | $10,250 |
Filed as: SOWELL MANAGEMENT SERVICES Service code 33 7301 RIVER POINTE DRIVE · NORTH LITTLE ROCK, AR 72113 | Direct payment from the plan; Securit... | $1,114 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,124 | $47,977+137.9% | $154,107-25.9% | $56,287+102.8% |
| Participation rate | 100.0% | 66.2%+33.8pp | 83.0%+17.0pp | 69.9%+30.1pp |
| Annual return | -5.46% | 3.54%-9.0pp | 735.12%-740.6pp | -9.96%+4.5pp |
| Employer contribution / active EE | $9,015 | $2,169+315.7% | $5,298+70.2% | $2,111+327.0% |
| Participant deferral / active EE | $6,102 | $2,392+155.1% | $5,081+20.1% | $3,350+82.2% |
| Admin fee / account holder | $546 | $438+24.6% | $13,411-95.9% | $521+4.8% |