Filed November 16, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
SAGE ADVISORY SERVICES1 year Filed as: SAGE POINT FINANCIAL INC. Service code 33 2800 N. CENTRAL AVENUE · PHOENIX, AZ 85004 | Securities brokerage; Direct payment ... | $29,566 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 33 444 CEDAR STREET · ST. PAUL, MN 55101 | Direct payment from the plan; Securit... | $27,241 |
ALERUS FINANCIAL, N.A.3+ years Service code 21 · EIN 45-0140105 | Bank Trustee | $19,174 |
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS FARGO ADVISORS Service code 33 80 SOUTH 8TH STREET · MINNEAPOLIS, MN 55402 | Direct payment from the plan; Securit... | $14,922 |
Service code 33 · EIN 35-2552359 | Securities brokerage; Direct payment ... | $13,425 |
Service code 33 10800 LYNDALE AVE S · MINNEAPOLIS, MN 55420 | Securities brokerage; Direct payment ... | $7,497 |
Filed as: SOWELL MANAGEMENT SERVICES Service code 33 7301 RIVER POINTE DRIVE · NORTH LITTLE ROCK, AR 72113 | Direct payment from the plan; Securit... | $6,815 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,530 | $55,453+122.8% | $170,435-27.5% | $62,293+98.3% |
| Participation rate | 100.0% | 66.4%+33.6pp | 83.6%+16.4pp | 69.5%+30.5pp |
| Annual return | 89.92% | 21.38%+68.5pp | 205.94%-116.0pp | 28.90%+61.0pp |
| Employer contribution / active EE | $8,675 | $2,164+300.9% | $5,432+59.7% | $2,042+324.8% |
| Participant deferral / active EE | $5,670 | $2,303+146.2% | $4,939+14.8% | $3,169+78.9% |
| Admin fee / account holder | $513 | $455+12.8% | $13,881-96.3% | $479+7.1% |