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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET, SUITE 200 · SANTA BARBARA, CA 93101 | Investment Management | $19,600 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $16,595 |
PENSIONMARK FINANCIAL GROUP LLC4+ years Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $4,663 |
CLIFTONLARSONALLEN LLP1 year Service code 99 1301 W 22ND ST STE 1100 · OAK BROOK, IL 60523 | Other Fees | $1,796 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,658 | $77,683-10.3% | $109,191-36.2% | $79,395-12.3% |
| Participation rate | 99.0% | 67.8%+31.2pp | 75.9%+23.1pp | 70.7%+28.3pp |
| Annual return | 12.39% | 23.45%-11.1pp | 25.76%-13.4pp | 116.90%-104.5pp |
| Employer contribution / active EE | $6,300 | $2,798+125.1% | $3,723+69.2% | $2,428+159.5% |
| Participant deferral / active EE | $4,384 | $3,517+24.6% | $4,653-5.8% | $4,046+8.4% |
| Admin fee / account holder | $331 | $732-54.9% | $6,756-95.1% | $626-47.2% |