Filed April 16, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.4+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $281,302 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANICIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $38,600 |
WEAVER AND TIDWELL, LLP1 year Service code 10 · EIN 75-0786316 | Accounting | $24,017 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$46,680 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,237 | $96,900+71.6% | $111,392+49.2% | $75,289+120.8% |
| Participation rate | 97.5% | 85.9%+11.6pp | 78.9%+18.6pp | 72.4%+25.1pp |
| Annual return | -6.96% | 1.66%-8.6pp | -2.06%-4.9pp | -0.04%-6.9pp |
| Employer contribution / active EE | $9,412 | $5,520+70.5% | $4,328+117.5% | $2,405+291.4% |
| Participant deferral / active EE | $12,043 | $6,494+85.5% | $5,567+116.3% | $3,739+222.1% |
| Admin fee / account holder | $86 | $105-18.5% | $12,266-99.3% | $102-16.3% |