Filed April 16, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $165,389 |
DAVID ROMANO1+ years Filed as: DAVID KLIMASZEWSKI LAW OFFICES PLLC Service code 29 · EIN 75-3153619 | Legal | $125,229 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $71,401 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$240,080 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,781 | $88,646+58.8% | $90,223+56.0% | $59,188+137.9% |
| Participation rate | 98.9% | 84.8%+14.1pp | 79.0%+19.9pp | 69.4%+29.5pp |
| Annual return | -2.91% | 11.82%-14.7pp | 1.31%-4.2pp | 5.51%-8.4pp |
| Employer contribution / active EE | $8,683 | $5,463+58.9% | $4,378+98.3% | $2,098+313.9% |
| Participant deferral / active EE | $12,811 | $6,586+94.5% | $5,792+121.2% | $3,265+292.4% |
| Admin fee / account holder | $34 | $63-46.7% | $7,406-99.5% | $92-63.7% |