Filed June 29, 2018
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA ADVISORS INC Service code 27 12325 PORT GRACE BLVD · LAVISTA, NE 68128 | Advisory (Plan) | $33,622 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $28,377 |
JPMORGAN INVEST HOLDINGS LLC8+ years Service code 64 · EIN 13-2624428 | Recordkeeping Fees | $4,034 |
CHARLES SCHWAB & CO., INC.6 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage | $53 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,487 | $52,122+6.5% | $104,294-46.8% | $64,808-14.4% |
| Participation rate | 97.3% | 56.0%+41.3pp | 73.3%+24.1pp | 71.5%+25.9pp |
| Annual return | -18.54% | 13.26%-31.8pp | 24.61%-43.1pp | 32.82%-51.4pp |
| Employer contribution / active EE | $2,543 | $1,627+56.3% | $3,372-24.6% | $2,506+1.5% |
| Participant deferral / active EE | $5,151 | $2,823+82.5% | $4,625+11.4% | $4,310+19.5% |
| Admin fee / account holder | $56 | $155-63.5% | $7,339-99.2% | $188-70.0% |