Filed September 4, 2025
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP LLC Service code 28 · EIN 84-1532243 | Investment Management | $11,681 |
WHALEN CAPITAL6+ years Filed as: WHALEN CAPITAL, INC Service code 27 · EIN 81-0563242 | Advisory (Plan) | $11,681 |
Service code 13 | Contract Administrator | $775 |
Filed as: GREAT WEST LIFE & ANNUITY COMPANY Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,838 | $54,590-43.5% | $81,726-62.3% | $73,497-58.0% |
| Participation rate | 77.3% | 68.3%+9.0pp | 72.0%+5.3pp | 70.7%+6.7pp |
| Annual return | 8.79% | 17.74%-8.9pp | 29.49%-20.7pp | 28.51%-19.7pp |
| Employer contribution / active EE | $1,147 | $1,636-29.9% | $4,311-73.4% | $2,270-49.5% |
| Participant deferral / active EE | $1,229 | $2,759-55.4% | $7,108-82.7% | $3,740-67.1% |
| Admin fee / account holder | $109 | $592-81.6% | $5,160-97.9% | $513-78.7% |