Filed September 4, 2025
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP Service code 28 · EIN 84-1532243 | Investment Management | $19,509 |
WHALEN CAPITAL1+ years Filed as: WHALEN CAPITAL, INC Service code 27 · EIN 81-0563242 | Advisory (Plan) | $13,998 |
Filed as: GREAT WEST LIFE & ANNUITY COMPANY Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $1,550 |
Service code 13 | Contract Administrator | $775 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,708 | $43,550-11.1% | $63,244-38.8% | $52,331-26.0% |
| Participation rate | 77.2% | 65.7%+11.5pp | 71.0%+6.1pp | 68.1%+9.1pp |
| Annual return | -1.40% | 2.03%-3.4pp | -70.31%+68.9pp | 4.54%-5.9pp |
| Employer contribution / active EE | $1,335 | $1,351-1.2% | $2,322-42.5% | $1,882-29.0% |
| Participant deferral / active EE | $1,451 | $2,254-35.6% | $2,953-50.9% | $3,022-52.0% |
| Admin fee / account holder | $182 | $387-53.0% | $5,893-96.9% | $592-69.3% |