Filed April 17, 2017 (most recent of 2 filings on file)
Total covered: 12 employees
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| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.7+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $364,014 |
RIDGEWORTH7+ years Filed as: GENEVA CAPITAL MANAGEMENT Service code 28 · EIN 39-1567956 | Investment Management | $212,699 |
CLIFTONLARSONALLEN LLP3 years Service code 10 · EIN 41-0746749 | Accounting | $13,650 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,047 | $136,266-38.3% | $90,766-7.4% | $77,906+7.9% |
| Participation rate | 99.8% | 86.6%+13.2pp | 75.7%+24.1pp | 73.7%+26.1pp |
| Annual return | -18.60% | -11.32%-7.3pp | -12.16%-6.4pp | 12.16%-30.8pp |
| Employer contribution / active EE | $4,200 | $4,215-0.3% | $2,922+43.8% | $2,846+47.6% |
| Participant deferral / active EE | $5,844 | $6,353-8.0% | $4,565+28.0% | $4,805+21.6% |
| Admin fee / account holder | $470 | $399+17.8% | $8,446-94.4% | $133+254.3% |