Filed April 17, 2017 (most recent of 2 filings on file)
Total covered: 12 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.8+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $236,131 |
RIDGEWORTH8+ years Filed as: GENEVA CAPITAL MANAGEMENT Service code 28 · EIN 39-1567956 | Investment Management | $183,165 |
MMA SECURITIES LLC1 year Service code 28 · EIN 22-3570392 | Investment Management | $40,000 |
WARADY & DAVIS LLP1 year Service code 10 · EIN 39-2170602 | Accounting | $14,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,831 | $104,631-14.1% | $98,439-8.7% | $80,160+12.1% |
| Participation rate | 97.9% | 87.5%+10.4pp | 75.2%+22.7pp | 72.9%+25.0pp |
| Annual return | 15.12% | 34.72%-19.6pp | 21.16%-6.0pp | 40.38%-25.3pp |
| Employer contribution / active EE | $4,181 | $4,517-7.5% | $3,048+37.2% | $2,978+40.4% |
| Participant deferral / active EE | $6,003 | $6,545-8.3% | $4,738+26.7% | $5,017+19.6% |
| Admin fee / account holder | $338 | $105+222.0% | $8,948-96.2% | $145+132.9% |