Filed April 17, 2017 (most recent of 2 filings on file)
Total covered: 12 employees
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| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.8+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $236,131 |
RIDGEWORTH8+ years Filed as: GENEVA CAPITAL MANAGEMENT Service code 28 · EIN 39-1567956 | Investment Management | $183,165 |
MMA SECURITIES LLC1 year Service code 28 · EIN 22-3570392 | Investment Management | $40,000 |
WARADY & DAVIS LLP1 year Service code 10 · EIN 39-2170602 | Accounting | $14,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,831 | $104,631-14.1% | $98,462-8.8% | $80,169+12.1% |
| Participation rate | 97.9% | 87.5%+10.4pp | 75.2%+22.7pp | 72.9%+25.0pp |
| Annual return | 15.12% | 34.72%-19.6pp | 21.17%-6.1pp | 40.39%-25.3pp |
| Employer contribution / active EE | $4,181 | $4,517-7.5% | $3,049+37.1% | $2,978+40.4% |
| Participant deferral / active EE | $6,003 | $6,545-8.3% | $4,738+26.7% | $5,016+19.7% |
| Admin fee / account holder | $338 | $105+222.0% | $8,875-96.2% | $145+132.9% |