Filed April 17, 2017 (most recent of 2 filings on file)
Total covered: 12 employees
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| Provider | Service type | Compensation |
|---|---|---|
ASSOCIATED TRUST COMPANY, N.A.4+ years Service code 15 · EIN 30-0219031 | Recordkeeping | $256,298 |
RIDGEWORTH4+ years Filed as: GENEVA CAPITAL MANAGEMENT Service code 28 · EIN 39-1567956 | Investment Management | $141,229 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,913 | $74,347+37.1% | $93,621+8.9% | $67,582+50.8% |
| Participation rate | 100.0% | 80.6%+19.4pp | 75.8%+24.2pp | 71.3%+28.7pp |
| Annual return | 4.96% | 28.07%-23.1pp | 32.76%-27.8pp | 378.57%-373.6pp |
| Employer contribution / active EE | $2,231 | $2,583-13.6% | $2,719-17.9% | $2,148+3.9% |
| Participant deferral / active EE | $4,544 | $4,060+11.9% | $4,070+11.7% | $3,539+28.4% |
| Admin fee / account holder | $469 | $123+282.6% | $7,890-94.1% | $142+229.8% |