Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $77,910 |
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET, SUITE 200 · SANTA BARBARA, CA 93101 | Investment Management | $48,948 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $33,894 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,387 | $69,823+59.5% | $76,872+44.9% | $74,460+49.6% |
| Participation rate | 99.3% | 70.0%+29.3pp | 69.6%+29.7pp | 70.7%+28.5pp |
| Annual return | 8.96% | 19.99%-11.0pp | 37.90%-28.9pp | 34.38%-25.4pp |
| Employer contribution / active EE | $11,061 | $2,148+415.0% | $2,533+336.6% | $2,638+319.3% |
| Participant deferral / active EE | $6,370 | $3,558+79.0% | $3,832+66.2% | $4,530+40.6% |
| Admin fee / account holder | $272 | $398-31.5% | $5,476-95.0% | $348-21.7% |