Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $73,610 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $43,597 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $12,748 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,678 | $61,473+88.2% | $81,726+41.5% | $73,412+57.6% |
| Participation rate | 98.2% | 72.4%+25.8pp | 72.0%+26.2pp | 72.2%+26.0pp |
| Annual return | 10.93% | 28.26%-17.3pp | 29.49%-18.6pp | 59.30%-48.4pp |
| Employer contribution / active EE | $10,380 | $1,898+446.9% | $4,311+140.8% | $2,234+364.7% |
| Participant deferral / active EE | $6,164 | $3,080+100.1% | $7,108-13.3% | $3,806+62.0% |
| Admin fee / account holder | $326 | $125+159.6% | $5,160-93.7% | $158+106.3% |