Filed July 30, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 20 · EIN 26-4310632 | Direct payment from the plan; Trustee... | $106,285 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $55,572 |
WELLS FARGO BANK, N.A.7+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $43,049 |
CLIFTONLARSONALLEN LLP7+ years Service code 10 · EIN 41-0746749 | Accounting | $11,650 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $162,227 | $93,131+74.2% | $106,548+52.3% | $86,799+86.9% |
| Participation rate | 97.9% | 81.4%+16.4pp | 76.1%+21.7pp | 72.3%+25.6pp |
| Annual return | 14.49% | 19.45%-5.0pp | 26.80%-12.3pp | 97.91%-83.4pp |
| Employer contribution / active EE | $5,031 | $2,895+73.8% | $2,819+78.5% | $2,405+109.2% |
| Participant deferral / active EE | $7,660 | $4,708+62.7% | $4,398+74.2% | $4,131+85.4% |
| Admin fee / account holder | $394 | $145+171.5% | $7,407-94.7% | $170+132.4% |