Filed July 30, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 20 · EIN 26-4310632 | Direct payment from the plan; Trustee... | $89,196 |
WELLS FARGO BANK, N.A.6+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $78,304 |
CLIFTONLARSONALLEN LLP6+ years Service code 10 · EIN 41-0746749 | Accounting | $11,660 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,977 | $85,135+65.6% | $98,907+42.5% | $73,409+92.0% |
| Participation rate | 99.3% | 81.1%+18.2pp | 76.0%+23.3pp | 72.2%+27.1pp |
| Annual return | 15.74% | 19.14%-3.4pp | 196.43%-180.7pp | 59.29%-43.6pp |
| Employer contribution / active EE | $4,612 | $2,721+69.5% | $2,689+71.5% | $2,234+106.5% |
| Participant deferral / active EE | $6,930 | $4,349+59.3% | $4,244+63.3% | $3,805+82.1% |
| Admin fee / account holder | $313 | $139+124.9% | $6,642-95.3% | $158+98.4% |