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| Provider | Service type | Compensation |
|---|---|---|
Service code 33 4340 REDWOOD HWY · SAN RAFAEL, CA 94903 | Other fees; Securities brokerage | $131,344 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 | Recordkeeping Fees | $118,422 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 | Investment Management | $26,724 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,766 | $104,544-41.9% | $96,576-37.1% | $80,149-24.2% |
| Participation rate | 98.6% | 86.4%+12.3pp | 76.0%+22.6pp | 72.9%+25.7pp |
| Annual return | 23.74% | 21.79%+1.9pp | 25.87%-2.1pp | 40.39%-16.6pp |
| Employer contribution / active EE | $4,783 | $3,527+35.6% | $2,965+61.3% | $2,977+60.6% |
| Participant deferral / active EE | $9,604 | $6,170+55.7% | $4,851+98.0% | $5,015+91.5% |
| Admin fee / account holder | $173 | $107+62.1% | $8,253-97.9% | $145+19.5% |