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| Provider | Service type | Compensation |
|---|---|---|
COMMONWEALTH FINANCIAL NETWORK5+ years Service code 33 29 SAWYER ROAD · WALTHAM, MA 024533483 | Other fees; Securities brokerage | $92,523 |
SUMMIT FINANCIAL CORPORATION5+ years Service code 13 300 BALLARDVALE STREET · WILMINGTON, MA 01887 | Contract Administrator | $26,197 |
Filed as: ADVISED ASSETS GROUP Service code 28 | Investment Management | $7,910 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,619 | $73,404-33.8% | $87,104-44.2% | $67,579-28.1% |
| Participation rate | 98.5% | 80.9%+17.6pp | 76.9%+21.6pp | 71.3%+27.2pp |
| Annual return | 26.20% | 48.29%-22.1pp | 28.19%-2.0pp | 378.56%-352.4pp |
| Employer contribution / active EE | $4,032 | $2,014+100.2% | $2,521+59.9% | $2,148+87.7% |
| Participant deferral / active EE | $7,885 | $3,913+101.5% | $4,048+94.8% | $3,539+122.8% |
| Admin fee / account holder | $183 | $142+29.2% | $7,491-97.6% | $142+28.6% |