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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $133,652 |
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Distrib... | $47,512 |
LEWIS & KNOPF, CPA'S, P.C.2 years Service code 10 · EIN 38-3205662 | Accounting | $20,500 |
PENSION SERVICES, INC.2 years Filed as: PENSION SERVICES CORPORATION Service code 16 · EIN 75-2503320 | Consulting | $13,365 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $704 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,830 | $37,196+189.9% | $154,111-30.0% | $55,725+93.5% |
| Participation rate | 100.0% | 64.1%+35.9pp | 83.0%+17.0pp | 70.9%+29.1pp |
| Annual return | -4.67% | 1319.68%-1324.3pp | 735.18%-739.8pp | 244.93%-249.6pp |
| Employer contribution / active EE | $5,708 | $1,614+253.6% | $5,298+7.7% | $2,078+174.7% |
| Participant deferral / active EE | $4,814 | $2,068+132.8% | $5,081-5.3% | $3,356+43.5% |
| Admin fee / account holder | $390 | $102+283.4% | $13,411-97.1% | $115+238.2% |