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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Account m... | $130,989 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES Service code 16 315 DEADERICK STREET 5TH FLOOR · NASHVILLE, TN 37238 | Consulting | $81,611 |
ERNST & YOUNG LLP2+ years Service code 10 · EIN 34-6565596 | Accounting | $34,000 |
PENSION ASSURANCE LLP1 year Filed as: PENSION RESOURCES Service code 16 SUITE 1150 12900 PRESTON ROAD · DALLAS, TX 75231 | Consulting | $10,778 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,947 |
Service code 33 | Securities brokerage commissions and ... | $2,947 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,496 | $36,916+193.9% | $156,551-30.7% | $57,658+88.2% |
| Participation rate | 93.8% | 63.4%+30.4pp | 84.0%+9.8pp | 70.2%+23.6pp |
| Annual return | 6.36% | 12.38%-6.0pp | 32.23%-25.9pp | 5.13%+1.2pp |
| Employer contribution / active EE | $5,297 | $1,571+237.3% | $5,501-3.7% | $1,974+168.4% |
| Participant deferral / active EE | $3,811 | $1,926+97.9% | $4,871-21.8% | $3,061+24.5% |
| Admin fee / account holder | $483 | $82+486.1% | $13,028-96.3% | $95+411.4% |