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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $204,736 |
Service code 27 2700 POST OAK BLVD · HOUSTON, TX 77056 | Advisory (Plan) | $43,740 |
RSM US LLP3+ years Service code 10 5155 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Accounting | $22,650 |
ESLER & VANDERSCHAAFF CO., L.P.A3+ years Filed as: ESLER & VANDERSCHAAFF CO., LPA Service code 29 2912 SPRINGBORO WEST STE 100 · DAYTON, OH 45439 | Legal | $20,212 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $12,950 |
SUMMIT GLOBAL INVESTMENTS LLC3+ years Service code 33 · EIN 27-3616371 | Securities brokerage | $6,641 |
FINANCIAL ENGINES1 year Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 33 · EIN 94-3250032 | Securities brokerage | $4,043 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $59 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,052 | $80,360+18.3% | $90,161+5.4% | $77,958+21.9% |
| Participation rate | 93.6% | 81.9%+11.7pp | 76.9%+16.7pp | 71.6%+21.9pp |
| Annual return | 15.99% | 24.56%-8.6pp | 34.89%-18.9pp | 20.87%-4.9pp |
| Employer contribution / active EE | $2,911 | $2,326+25.2% | $3,318-12.3% | $2,310+26.0% |
| Participant deferral / active EE | $4,043 | $5,829-30.6% | $5,287-23.5% | $3,537+14.3% |
| Admin fee / account holder | $12 | $64-81.1% | $5,943-99.8% | $97-87.6% |