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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $48,815 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLZ 12TH FLOOR · NEW YORK, NY 10004 | Other Commissions | $26,540 |
Service code 27 6504 BRIDGE POINT PKWY., SUITE 450 · AUSTIN, TX 78730 | Advisory (Plan) | $5,771 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $118,437 | $69,383+70.7% | $101,264+17.0% | $73,493+61.2% |
| Participation rate | 89.0% | 68.4%+20.6pp | 75.8%+13.2pp | 70.7%+18.3pp |
| Annual return | 15.19% | 18.46%-3.3pp | 46.48%-31.3pp | 28.51%-13.3pp |
| Employer contribution / active EE | $7,190 | $2,628+173.5% | $3,660+96.4% | $2,270+216.7% |
| Participant deferral / active EE | $6,541 | $3,301+98.2% | $4,370+49.7% | $3,740+74.9% |
| Admin fee / account holder | $508 | $704-27.8% | $5,947-91.5% | $513-1.0% |