Filed June 21, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
WINTRUST INVESTMENTS LLC2+ years Filed as: WAYNE HUMMER INVESTMENTS LLC Service code 99 231 S LASALLE ST 13TH FL · CHICAGO, IL 60604 | Other Fees | $93,609 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $39,453 |
Service code 10 5300 GRATIOT ROAD · SAGINAW, MI 48638 | Accounting | $4,976 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $406,911 | $91,051+346.9% | $88,497+359.8% | $55,167+637.6% |
| Participation rate | 99.2% | 79.5%+19.6pp | 82.4%+16.7pp | 69.0%+30.2pp |
| Annual return | 8.07% | 9.63%-1.6pp | 7.63%+0.4pp | 169.23%-161.2pp |
| Employer contribution / active EE | $12,549 | $3,430+265.9% | $4,036+210.9% | $1,963+539.4% |
| Participant deferral / active EE | $9,287 | $4,954+87.5% | $4,899+89.6% | $3,054+204.1% |
| Admin fee / account holder | $1,062 | $539+97.3% | $6,220-82.9% | $504+110.8% |