Filed June 21, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WINTRUST INVESTMENTS LLC4+ years Filed as: WAYNE HUMMER INVESTMENTS LLC Service code 27 231 S LASALLE ST 13TH FL · CHICAGO, IL 60604 | Advisory (Plan) | $107,683 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $49,729 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $389,529 | $92,897+319.3% | $90,782+329.1% | $56,287+592.0% |
| Participation rate | 99.2% | 80.7%+18.5pp | 82.7%+16.5pp | 69.9%+29.3pp |
| Annual return | -5.22% | -2.59%-2.6pp | -3.42%-1.8pp | -9.96%+4.7pp |
| Employer contribution / active EE | $11,943 | $3,871+208.5% | $4,105+190.9% | $2,111+465.7% |
| Participant deferral / active EE | $10,092 | $5,551+81.8% | $5,366+88.1% | $3,350+201.3% |
| Admin fee / account holder | $1,124 | $440+155.3% | $5,908-81.0% | $521+115.8% |