Filed March 4, 2024
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,658 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,163 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,661 | $37,117-65.9% | $147,617-91.4% | $55,191-77.1% |
| Participation rate | 46.4% | 63.6%-17.2pp | 84.6%-38.2pp | 69.2%-22.8pp |
| Annual return | -1.45% | 3.44%-4.9pp | 61.98%-63.4pp | 10.78%-12.2pp |
| Employer contribution / active EE | $387 | $1,620-76.1% | $5,564-93.0% | $1,899-79.6% |
| Participant deferral / active EE | $1,095 | $1,985-44.9% | $4,895-77.6% | $3,046-64.1% |
| Admin fee / account holder | $25 | $86-70.3% | $11,612-99.8% | $91-72.0% |