Filed March 4, 2024
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $17,225 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,812 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,542 | $58,895-71.9% | $178,503-90.7% | $73,497-77.5% |
| Participation rate | 94.2% | 66.2%+28.0pp | 81.9%+12.3pp | 70.7%+23.5pp |
| Annual return | 15.56% | 24.86%-9.3pp | 151.12%-135.6pp | 28.51%-13.0pp |
| Employer contribution / active EE | $1,133 | $2,236-49.3% | $5,011-77.4% | $2,270-50.1% |
| Participant deferral / active EE | $2,762 | $2,567+7.6% | $5,202-46.9% | $3,740-26.1% |
| Admin fee / account holder | $50 | $400-87.4% | $13,987-99.6% | $513-90.2% |