Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $163,429 |
PLANTE & MORAN, PLLC1 year Filed as: PLANTE & MORAN, PLCC Service code 10 · EIN 38-1357951 | Accounting | $28,250 |
STIFEL NICOLAUS & CO INC3 years Filed as: STIFEL, NICOLAUS & CO Service code 16 · EIN 43-0538770 | Consulting | $15,304 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,535 | $63,259-80.2% | $178,490-93.0% | $93,223-86.6% |
| Participation rate | 83.1% | 72.1%+11.0pp | 81.9%+1.2pp | 74.9%+8.2pp |
| Annual return | 14.14% | 19.93%-5.8pp | 151.07%-136.9pp | 19.29%-5.1pp |
| Employer contribution / active EE | $1,458 | $1,865-21.8% | $5,011-70.9% | $2,680-45.6% |
| Participant deferral / active EE | $64 | $3,372-98.1% | $5,202-98.8% | $4,563-98.6% |
| Admin fee / account holder | $30 | $58-48.1% | $13,984-99.8% | $79-62.0% |