Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Claims process... | $58,821 |
OPPENHEIMER1+ years Filed as: OPPENHEIMER & CO., INC. Service code 16 · EIN 13-5657518 | Consulting | $9,186 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,320 | $63,964-87.0% | $147,614-94.4% | $67,505-87.7% |
| Participation rate | 63.6% | 68.6%-5.0pp | 84.6%-21.1pp | 71.2%-7.6pp |
| Annual return | 0.31% | 9.05%-8.7pp | 61.98%-61.7pp | 6.52%-6.2pp |
| Employer contribution / active EE | $852 | $1,618-47.3% | $5,564-84.7% | $2,173-60.8% |
| Participant deferral / active EE | $78 | $2,589-97.0% | $4,895-98.4% | $3,597-97.8% |
| Admin fee / account holder | $17 | $43-60.8% | $11,611-99.9% | $56-70.1% |