Filed January 31, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Claim... | $119,885 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICOLAUS & CO Service code 16 · EIN 43-0538770 | Consulting | $15,710 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,774 | $44,007-77.8% | $154,110-93.7% | $68,904-85.8% |
| Participation rate | 100.0% | 70.0%+30.0pp | 83.0%+17.0pp | 74.1%+25.9pp |
| Annual return | -5.99% | 8.15%-14.1pp | 735.22%-741.2pp | 1.07%-7.1pp |
| Employer contribution / active EE | $1,656 | $1,732-4.4% | $5,298-68.7% | $2,540-34.8% |
| Participant deferral / active EE | $89 | $2,813-96.8% | $5,081-98.2% | $4,015-97.8% |
| Admin fee / account holder | $24 | $65-62.8% | $13,412-99.8% | $71-66.2% |