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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY Service code 15 · EIN 84-0467907 | Recordkeeping | $534,440 |
Filed as: ADVISED ASSETS GROUP Service code 26 · EIN 84-1532243 | Advisory (Participants) | $390,486 |
ENNIS HARGADON, LLC2 years Filed as: ENNIS KNUPP INC Service code 28 · EIN 36-3109431 | Investment Management | $112,500 |
BDO USA, LLP2 years Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $57,250 |
Filed as: GWFS EQUITIES Service code 33 · EIN 84-0965407 | Securities brokerage; Other investmen... | $9,015 |
MILLER JOHNSON1 year Filed as: MILLER JOHNSON SNELL Service code 29 · EIN 38-1603110 | Legal | $5,978 |
Filed as: QDRO CONSULTANTS CO, LLC Service code 16 · EIN 34-1820650 | Consulting | $2,100 |
Filed as: GREAT-WEST LIFE & ANNUITY INC CO Service code 15 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $223,160 | $117,238+90.3% | $87,102+156.2% | $82,204+171.5% |
| Participation rate | 98.0% | 87.2%+10.7pp | 76.9%+21.1pp | 73.4%+24.6pp |
| Annual return | 1.71% | 25.80%-24.1pp | 28.19%-26.5pp | 26.31%-24.6pp |
| Employer contribution / active EE | $6,049 | $3,535+71.1% | $2,521+139.9% | $2,707+123.4% |
| Participant deferral / active EE | $8,083 | $5,976+35.3% | $4,048+99.7% | $4,246+90.4% |
| Admin fee / account holder | $134 | $81+65.2% | $7,493-98.2% | $76+77.6% |