Retirement plan

CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN

Name: CHICAGO MERCANTILE EXCHANGE, INC. - CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN (2019) Form 5500
Creator: CHICAGO MERCANTILE EXCHANGE, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN, CHICAGO MERCANTILE EXCHANGE, INC.

CHICAGO MERCANTILE EXCHANGE, INC.EIN 36-4340266Plan #002PY 2019

20 SOUTH WACKER DRIVE - CHICAGO, IL 60606312-930-1000

Other plans on this EIN

1 filing

#001Retirement-$356.9M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$588.2M

-6.2% from 2016

Total participants

3,630

+0.6% from 2016

Average account balance

$180,105

-6.5% from 2016

Annual return

24.64%

-7.89 pp from 2016

Benchmarks

See 551 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants1,000-4,999

Cohort551 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.08B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$291K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,718

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$43.45M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.57%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$153

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
FINANCIAL ENGINES3 years Service code 16 · EIN 77-0473565	Consulting	$183,746
CAPFINANCIAL PARTNERS LLC1 year Service code 16 · EIN 26-0058143	Consulting	$53,566
FIDUCIARYVEST LLC5+ years Filed as: FIDUCIARYVEST Service code 16 · EIN 20-2217636	Consulting	$17,500
FIDELITY INVESTMENTS INSTITUTIONAL5+ years Filed as: FIDELITY INV INST OPS CO Service code 37 · EIN 04-2647786	Loan Processing	$11,193
FIDELITY INVESTMENTS INSTITUTIONAL4 years Filed as: FIDELITY INC INST OPS CO Service code 60	Sub-TA Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$266K

$103 / participant

Investment mgmt$255K95.8%
Contract admin$11K4.2%

% of EOY assets

0.045%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BKD,LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$180,105

$95,776+88.0%

$162,185+11.0%

$77,775+131.6%

Participation rate

85.8%

88.6%-2.8pp

87.6%-1.7pp

73.2%+12.6pp

Annual return

24.64%

37.03%-12.4pp

115.61%-91.0pp

32.58%-7.9pp

Employer contribution / active EE

$2,951

$3,874-23.8%

$5,613-47.4%

$2,504+17.9%

Participant deferral / active EE

$9,961

$6,125+62.6%

$7,297+36.5%

$3,966+151.2%

Admin fee / account holder

$81

$88-7.1%

$10,844-99.2%

$100-18.6%

Provider

Service type

Compensation

FINANCIAL ENGINES3 years

Service code 16 · EIN 77-0473565

Consulting

$183,746

CAPFINANCIAL PARTNERS LLC1 year

Service code 16 · EIN 26-0058143

Consulting

$53,566

FIDUCIARYVEST LLC5+ years

Filed as: FIDUCIARYVEST

Service code 16 · EIN 20-2217636

Consulting

$17,500

FIDELITY INVESTMENTS INSTITUTIONAL5+ years

Filed as: FIDELITY INV INST OPS CO

Service code 37 · EIN 04-2647786

Loan Processing

$11,193

FIDELITY INVESTMENTS INSTITUTIONAL4 years

Filed as: FIDELITY INC INST OPS CO

Service code 60

Sub-TA Fees

CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion