Retirement plan

CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN

Name: CHICAGO MERCANTILE EXCHANGE, INC. - CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN (2017) Form 5500
Creator: CHICAGO MERCANTILE EXCHANGE, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN, CHICAGO MERCANTILE EXCHANGE, INC.

CHICAGO MERCANTILE EXCHANGE, INC.EIN 36-4340266Plan #002PY 2017

20 SOUTH WACKER DRIVE, 2ND FLOOR, NORTH TOWER - CHICAGO, IL 60606312-930-1000

Other plans on this EIN

1 filing

#001Retirement-$348.0M assets

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$490.8M

-6.2% from 2016

Total participants

3,228

+0.6% from 2016

Average account balance

$153,799

-6.5% from 2016

Annual return

20.20%

-7.89 pp from 2016

Benchmarks

See 531 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants1,000-4,999

Cohort531 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.08B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$291K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,718

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$43.45M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.57%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$153

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
FINANCIAL ENGINES1 year Service code 16 · EIN 94-3250323	Consulting	$196,619
FIDUCIARYVEST LLC3+ years Filed as: FIDUCIARYVEST Service code 27 · EIN 20-2217636	Advisory (Plan)	$87,500
BKD, LLP3+ years Service code 10 · EIN 44-0160260	Accounting	$13,850
FIDELITY INVESTMENTS INSTITUTIONAL2 years Filed as: FIDELITY INC INST OPS CO Service code 60	Sub-TA Fees	$0
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Filed as: FIDELITY INV INST OPS CO Service code 37 · EIN 04-2647786	Loan Processing	-$93,340

Plan features & details

Pension benefit codes2E2F2G2J2K2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$298K

$138 / participant

Investment mgmt$185K62.0%
Contract admin$5K1.7%
Other / not subdivided$108K36.3%

% of EOY assets

0.061%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BKD,LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$153,799

$89,274+72.3%

$149,721+2.7%

$77,958+97.3%

Participation rate

98.3%

87.6%+10.7pp

87.1%+11.2pp

71.6%+26.6pp

Annual return

20.20%

20.36%-0.2pp

1501.67%-1481.5pp

20.87%-0.7pp

Employer contribution / active EE

$3,241

$3,727-13.0%

$5,444-40.5%

$2,310+40.3%

Participant deferral / active EE

$10,437

$5,382+93.9%

$6,568+58.9%

$3,537+195.1%

Admin fee / account holder

$93

$240-61.1%

$11,282-99.2%

$97-4.1%

Provider

Service type

Compensation

FINANCIAL ENGINES1 year

Service code 16 · EIN 94-3250323

Consulting

$196,619

FIDUCIARYVEST LLC3+ years

Filed as: FIDUCIARYVEST

Service code 27 · EIN 20-2217636

Advisory (Plan)

$87,500

BKD, LLP3+ years

Service code 10 · EIN 44-0160260

Accounting

$13,850

FIDELITY INVESTMENTS INSTITUTIONAL2 years

Filed as: FIDELITY INC INST OPS CO

Service code 60

Sub-TA Fees

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Filed as: FIDELITY INV INST OPS CO

Service code 37 · EIN 04-2647786

Loan Processing

-$93,340

CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion