Filed November 11, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 4-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
GREENLEAF TRUST3+ years Filed as: GREENLEAF ADVISORS LLC Service code 26 · EIN 47-1303673 | Advisory (Participants) | $739,895 |
Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC Service code 15 · EIN 26-1589907 | Recordkeeping | $624,228 |
Filed as: PRUDENTIAL INSURANCE CO. Service code 49 · EIN 22-1211670 | Other Services | $218,877 |
Filed as: PRUDENTIAL TRUST CO. Service code 55 · EIN 23-6994310 | Other Commissions | $93,042 |
Filed as: CONVERGEX STNSOFT DOLLAR Service code 71 | Brokerage Fees | $26,302 |
Service code 71 | Brokerage Fees | $9,528 |
RELIANCE TRUST COMPANY3+ years Service code 19 · EIN 58-1428634 | Securities Custodian | $7,468 |
COWEN & COMPANY LLC1 year Filed as: COWEN AND COMPANY LLC Service code 71 | Brokerage Fees | $536 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,219 | $71,106+80.3% | $83,333+53.9% | $75,289+70.3% |
| Participation rate | 95.7% | 82.0%+13.7pp | 77.8%+18.0pp | 72.4%+23.3pp |
| Annual return | -1.12% | -0.56%-0.6pp | 10.63%-11.8pp | -0.04%-1.1pp |
| Employer contribution / active EE | $5,695 | $2,436+133.8% | $3,379+68.6% | $2,405+136.8% |
| Participant deferral / active EE | $13,178 | $6,249+110.9% | $5,565+136.8% | $3,739+252.5% |
| Admin fee / account holder | $238 | $72+228.7% | $7,510-96.8% | $102+132.5% |